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Public consultations

The ECB holds public consultations to seek the views of interested EU citizens, market participants and other stakeholders on key supervisory regulations and policies which it plans to introduce.

Direct engagement with the public allows the ECB to benefit from the insights of interested parties, and helps to promote trust in its operations.

Ongoing

15/11/2021 - Public consultation on the draft Guide on the notification of securitisation transactions

Consultation period: 11 November 2021 to 5 January 2022

Only comments received within this period will be considered.

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Completed

29/6/2021 - Public consultation on draft revisions to options and discretions policies

Consultation period: 29 June to 23 30 August 2021

Only comments received within this period will be considered.

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15/6/2021 - Public consultation on draft Fit and Proper Guide and new Fit and Proper Questionnaire

Consultation period: 15 June to 2 August 2021

Only comments received within this period will be considered.

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1/7/2020 - Public consultation on the ECB Guide on the supervisory approach to consolidation in the banking sector
20/5/2020 - Public consultation on the draft ECB Guide on climate-related and environmental risks
5/2/2020 - Public consultation on the ECB Guide on assessment methodology (EGAM)
20/1/2020 - Public consultation on the draft ECB Guideline on the materiality threshold for credit obligations past due for less significant institutions
11/4/2019 - Public consultation on amendments to the supervisory fees framework
7/9/2018 - Public consultation on the ECB guide to internal models – risk-type-specific chapters
14/9/2018 - Public consultation on Part 2 of the Guide to assessments of licence applications
3/7/2018 - Public consultation on the draft ECB Regulation on the materiality threshold for credit obligations past due
28/3/2018 - Public consultation on the draft ECB guide to internal models – General topics chapter
2/3/2018 - Public consultation on the draft ECB Guides to the internal capital and liquidity adequacy assessment processes (ICAAP and ILAAP)
4/10/2017 - Public consultation on the draft addendum to the ECB Guidance to banks on non-performing loans
21/9/2017 - Consultation on guides concerning the assessment of licence applications and fintech credit institution licence applications
27/7/2017 - Public consultation on the Guide to on-site inspections and internal models investigations
2/6/2017 - Public consultation on the review of the ECB Regulation on supervisory fees
11/4/2019
Press release
 

Amendments to the ECB Regulation on supervisory fees. Launch of a public consultation on changes to the ECB Regulation on supervisory fees and responses to feedback received from the public in 2017

 

Comments received

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17/2/2017 - Public consultation on draft amendments to the ECB regulation on reporting of supervisory financial information
16/12/2016 - Consultation on the draft ECB guide on materiality assessment (EGMA)
23/11/2016 - Public consultation on the draft ECB guidance on leveraged transactions
14/11/2016 - Public consultation on the draft guide to fit and proper assessments
3/11/2016 - Public consultation on the exercise of options and discretions by NCAs in relation to less significant institutions
12/9/2016 - Public consultation on the draft ECB guidance to banks on non-performing loans
18/5/2016 - Draft Addendum to the ECB Guide on options and discretions available in Union law
19/2/2016 - Draft ECB Guide on the approach for the recognition of institutional protection schemes for prudential purposes
11/11/2015 - Draft ECB Regulation on the exercise of options and discretions and draft ECB Guide on options and discretions available in Union law

The draft Regulation determines the exercise of options and discretions available in Union law and mandated to competent authorities, concerning prudential requirements for credit institutions. The exercise of those options and discretions provided for in this Regulation is directly applicable to credit institutions classified as significant.

ECB Regulation on the exercise of options and discretions in Union law ECB Guide on options and discretions More information
23/10/2014 - Draft ECB Regulation on reporting of supervisory financial information

The draft Regulation lays down the requirements for reporting on supervisory financial information to be submitted to national competent authorities (NCAs) by significant and less significant supervised entities and groups, established in participating Member States, including branches established in a participating Member State by a credit institution established in a non-participating Member State.

ECB Regulation on reporting of supervisory financial information More information
27/5/2014 - Draft ECB Regulation on supervisory fees

The draft Regulation sets out the arrangements under which the ECB will levy and collect the annual supervisory fee for expenditure incurred in relation to its supervisory tasks. In particular, it establishes the methodology for:

  • determining the total amount of the annual supervisory fee
  • calculating the individual amount to be paid per supervised entity or group
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7/2/2014 - Draft ECB SSM Framework Regulation

The SSM Regulation requires the ECB, in consultation with national competent authorities (NCAs), to adopt and make public a framework to organise the practical arrangements for the implementation of the cooperation between the ECB and the NCAs within the SSM. Accordingly, the ECB, in consultation with the NCAs, prepared a draft ECB Regulation (the ECB SSM Framework Regulation), which lays down rules and procedures governing the cooperation between the ECB and the NCAs, on both micro-prudential and macro-prudential tasks.

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