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What does it mean when a bank is “failing or likely to fail”?

Last updated on 20 February 2026 

Banks play an important role in the economy. They provide critical services to people and companies like providing loans, taking deposits and facilitating payments, and these services must continue even if a bank fails. The financial system is also highly connected, and past financial crises have proven how quickly problems can spread if not tackled effectively.

When a bank is “failing or likely to fail”, it means that it is no longer seen as being financially sound and may need either resolution or liquidation.

Our supervisors are responsible for assessing whether larger banks under their direct supervision are failing or likely to fail, whereas the national supervisors do so for smaller banks. Resolution authorities like the Single Resolution Board can also determine that a bank is failing or likely to fail.

What happens if I have a deposit with a bank that has been declared failing or likely to fail?

Deposit guarantee schemes are systems in each EU Member State that reimburse depositors if their bank is unable to pay deposits. Deposits up to a guaranteed limit of €100,000 are protected. All banks must be members of such a scheme and pay contributions into the deposit guarantee fund of the scheme.

Why is a bank declared failing or likely to fail?

In simplified terms, there are several reasons why a bank can be declared failing or likely to fail:

Serious breaches of regulatory requirements

The bank is in breach of – or is likely to breach – important regulatory requirements like minimum capital thresholds. These breaches must be serious enough to justify the withdrawal of the bank’s licence.

Insolvency or insufficient liquidity

The bank is unable, or will likely be unable, for whatever reason, to pay its debts as they fall due, or the bank has more liabilities than assets.

Requires extraordinary public financial support

The bank requires unauthorised state aid to continue operating.

Failing or likely to fail assessments rely on various relevant indicators. But supervisory judgement is a crucial aspect when assessing a bank’s likelihood to recover.

What happens when a bank is declared failing or likely to fail?

Resolution is a process used to restore a bank’s ability to keep operating. A failing or likely to fail assessment does not automatically lead to resolution.

Once a bank is assessed as failing or likely to fail, the Single Resolution Board must assess whether alternative measures could prevent the failure within a reasonable time and, if not, whether resolution is in the public interest. Resolution is treated as being in the public interest if it is necessary to meet the following objectives:

  • preserving financial stability and avoiding contagion to other institutions
  • protecting depositors and critical banking functions
  • minimising the use of public funds

If the Single Resolution Board decides that resolution is not in the public interest, the bank is wound down under national insolvency procedures.

What does resolution mean for banks and the financial system?

The resolution procedure acts as a safeguard for the financial system by ensuring that failing banks are dealt with in a structured and orderly manner.

The possibility of being declared failing or likely to fail also encourages banks to see the importance of proper risk management, internal governance and capital planning, as well as of credible recovery plans that can help them avoid getting into serious trouble in the first place.

The resolution procedure, of which the failing or likely to fail declaration is part, reinforces resilience across the broader financial system. It enables banks to fail without triggering crises and provides resolution authorities with the tools to manage these failures effectively.

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