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Supervisory sanctions

Sanctions imposed by the ECB

In accordance with Article 18(6) of the SSM Regulation and Article 132 of the SSM Framework Regulation, penalties imposed by the ECB within the remit of its supervisory tasks are published below.

Date of ECB decision Supervised entity Amount (in EUR) Area of infringement Publication Decision status
30/07/2021 Allied Irish Banks plc 420,000 Capital requirements PDF Final
30/07/2021 EBS d.a.c. 195,000 Capital requirements PDF Final
21/10/2019 Natixis Wealth Management Luxembourg 1,850,000 Large exposures/Reporting PDF Final
13/08/2019 Piraeus Bank S.A. 5,150,000 Own funds PDF Final
15/02/2019 Sberbank Europe AG 630,000 Large Exposures PDF Final
21/12/2018 Novo Banco, SA 200,000 Large Exposures PDF Final
200,000 Capital requirements PDF Final
210,000 Reporting PDF Final
16/07/2018 Crédit Agricole, S.A 4,300,000 Own funds PDF Partially annulled (only penalty)
16/07/2018 Crédit Agricole Corporate and Investment Bank 300,000 Own funds PDF Partially annulled (only penalty)
16/07/2018 CA Consumer Finance 200,000 Own funds PDF Partially annulled (only penalty)
14/3/2018 Banco de Sabadell, S.A. 1,600,000 Own funds PDF Final
24/8/2017 Banca Popolare di Vicenza S.p.A. in liquidazione coatta amministrativa 8,700,000 Reporting and public disclosure PDF Final
2,500,000 Large exposures
13/7/2017 Permanent tsb Group Holdings plc 750,000 Liquidity PDF Final
1,750,000 Liquidity

Sanctions imposed by the NCAs in proceedings opened at the ECB’s request

In accordance with Article 18(5) of the SSM Regulation and Article 134 of the SSM Framework Regulation, the ECB may ask the relevant national competent authorities to open proceedings with a view to imposing penalties if appropriate. Those proceedings that resulted in the imposition of penalties are listed below.

Date of decision Supervised entity / natural person National competent authority Publication
30/11/2021 The Governor and Company of the Bank of Ireland Central Bank of Ireland Sanction
18/09/2020 Supervised entity Banco de Portugal Sanction
03/03/2020 Ulster Bank Ireland Designated Activity Company Central Bank of Ireland Sanction
21/01/2020 Coöperatieve Rabobank U.A. De Nederlandsche Bank N.V. Sanction
23/10/2019 Natural person related to a supervised entity Banco de Portugal Sanction
21/05/2019 RBC Investor Services Bank S.A. Commission de Surveillance du Secteur Financier Sanction
03/10/2018 Citibank Europe plc Central Bank of Ireland Sanction
22/12/2017 29 natural persons related to Veneto Banca S.p.A. Banca d’Italia Sanction
25/5/2017 26 natural persons related to Banca Popolare di Vicenza S.p.A. Banca d’Italia Sanction
9/11/2016 Caceis Bank Deutschland GmbH Bundesanstalt für Finanzdienstleistungsaufsicht Sanction
6/10/2016 KBC Bank Ireland Plc Central Bank of Ireland Sanction

Statistics on sanctioning activities in the context of European banking supervision

The annual report presents aggregate statistics on the sanctioning activities of the ECB and NCAs in the context of European banking supervision.

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